Compliance Executive

We are looking for a detail-oriented and experienced Compliance Executive, preferably with a background in the Corporate Service Provider (CSP), business setup, or corporate services industry. The candidate will be responsible for ensuring the company's compliance with UAE regulatory requirements, AML/CFT regulations, and internal policies and procedures. The ideal candidate should have a good understanding of UAE compliance frameworks, regulatory requirements, and client due diligence processes, particularly within the CSP or business setup sector. Key Responsibilities: AML/CFT Compliance: Ensure compliance with UAE Anti-Money Laundering (AML), Counter-Terrorism Financing (CFT), and regulatory requirements. KYC & Due Diligence: Conduct and review Know Your Customer (KYC), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) checks for clients. Client Risk Assessment: Perform client risk assessments, identify potential red flags, and recommend appropriate mitigation measures. Documentation & Verification: Review and verify client documents, ownership structures, UBO details, source of funds, and source of wealth. Regulatory Compliance: Ensure adherence to UAE regulatory guidelines, including relevant requirements issued by competent authorities. Sanctions Screening: Conduct sanctions, PEP, and adverse media screening and escalate potential matches for further review. Compliance Monitoring: Monitor client transactions and business activities for suspicious patterns and ensure timely escalation of unusual activities. Record Management: Maintain accurate compliance records, client files, risk assessment reports, and supporting documentation. Internal Policies: Assist in implementing and updating internal compliance policies, procedures, and AML manuals. Regulatory Reporting: Support the preparation of compliance reports and assist with suspicious activity reporting and regulatory submissions, as applicable. Audit Support: Coordinate with internal and external auditors and assist during regulatory inspections and compliance reviews. Staff Awareness: Support AML/CFT training and awareness sessions for employees. Requirements & Qualifications: Bachelor's degree in Business Administration, Finance, Accounting, Law, or a related field. 2–4 years of relevant experience in Compliance, preferably within a Corporate Service Provider (CSP), business setup, corporate services, or financial services company. Good knowledge of UAE AML/CFT regulations and compliance requirements. Practical experience in KYC, CDD, EDD, UBO verification, and client risk assessments. Familiarity with UAE regulatory authorities and relevant compliance frameworks. Experience with sanctions screening, PEP checks, and adverse media screening. Strong documentation, analytical, and reporting skills. Excellent attention to detail and ability to identify compliance risks. Good communication and interpersonal skills. Preferred Qualifications: Relevant certifications such as CAMS, ICA, or other AML/Compliance-related qualifications would be an advantage. Previous experience handling compliance requirements for mainland and free zone companies. Familiarity with UAE goAML reporting procedures and regulatory inspections. Preferred Candidate Profile: Candidates currently working with a CSP, business setup consultancy, corporate services provider, or company formation firm will be given preference, particularly those with hands-on experience in client onboarding, AML/KYC procedures, risk assessments, and regulatory compliance. Show more Show less